Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeBZX-2024-126
- December 17, 2024
- The Exchange proposes to list and trade shares of the BondBloxx Private Credit Trust (the “Trust”), under BZX Rule 14.11(f), Trust Issued Receipts.
- SR-CboeBZX-2024-112
- November 8, 2024
- The Exchange proposes to amend Rule 14.11(l).
- SR-CboeBZX-2024-091 Amendment No. 1
- December 17, 2024
- The Exchange proposes an amendment to SR-CboeBZX-2024-091.
- SR-CboeBZX-2024-091
- September 19, 2024
- The Exchange proposes to list and trade shares of the Franklin Crypto Index ETF, a series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
- SR-CboeBZX-2024-055 Amendment No. 1
- July 2, 2024
- The Exchange proposes an amendment to SR-CboeBZX-2024-055.
- SR-CboeBZX-2024-055
- June 25, 2024
- The Exchange proposes to exempt closed-end management investment companies registered under the Investment Company Act of 1940 from the annual meeting of Shareholders requirement set forth in Exchange Rule 14.10(f).
- SR-CboeBZX-2024-032 Amendment No. 3
- August 14, 2024
- The Exchange proposes a third amendment to SR-CboeBZX-2024-032.
- SR-CboeBZX-2024-032 Amendment No. 2
- August 12, 2024
- The Exchange proposes a second amendment to SR-CboeBZX-2024-032.
- SR-CboeBZX-2024-032 Amendment No. 1
- May 13, 2024
- The Exchange proposes an amendment to SR-CboeBZX-2024-032.
- SR-CboeBZX-2024-032
- April 29, 2024
- The Exchange proposes to amend Rule 11.28(a) to add four additional MOC Cut-Off Times to Cboe Market Close.
Approved and Immediately Effective Rule Changes
- SR-CboeBZX-2025-001
- January 3, 2025
- The Exchange proposes to amend its Fee Schedule by increasing the transaction fees associated with certain auction fee codes.