Cboe Options Exchanges Disciplinary Actions
- File No. URE-221-02/Star No. 20210723793-04; Barclays Capital Inc.
- June 12, 2025
- Letter of Consent; Cboe C2 Rules 4.2 and 8.2 - Adherence to Law; and C2 Rules 4.24 and Rule 8.16 - Supervision
- File No. URE-359-02/Star No. 20230770401-02; Credit Suisse Securities (USA) LLC
- June 6, 2025
- Letter of Consent; C2 Rules 3.30 - Registration Requirements and 3.31 - Registration Categories