Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeBYX-2024-034
- October 11, 2024
- The Exchange proposes a rule change with respect to amendments to the Seventh Amended and Restated Bylaws.
- SR-CboeBYX-2024-009 Amendment No. 1
- September 18, 2024
- The Exchange proposes an amendment to SR-CboeBYX-2024-009.
- SR-CboeBYX-2024-009
- June 6, 2024
- The Exchange proposes to amend Exchange Rule 11.25(e) to allow Users to utilize the Exchange’s Match Trade Prevention functionality when entering Periodic Auction Orders onto the Exchange for execution.
Approved and Immediately Effective Rule Changes
- SR-CboeBYX-2024-042
- November 14, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-041
- November 1, 2024
- The Exchange proposes to adopt fees for its new offering of market data reports.
- SR-CboeBYX-2024-039
- October 25, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-038
- October 18, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-037
- October 10, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-036
- September 30, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-035
- September 26, 2024
- The Exchange proposes to extend the implementation date of functionality that will provide Members and Clearing Members with the option to utilize additional credit risk settings.
- SR-CboeBYX-2024-033
- September 3, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-031
- August 22, 2024
- The Exchange proposes to amend its fee schedule entitled Consolidated Audit Trail Funding Fees.
- SR-CboeBYX-2024-030
- August 15, 2024
- The Exchange proposes to adopt new market data reports.
- SR-CboeBYX-2024-029
- August 15, 2024
- The Exchange proposes to adopt a fee schedule entitled “Consolidated Audit Trail Funding Fees.”
- SR-CboeBYX-2024-023
- June 13, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-022
- June 12, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-019
- June 3, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-017
- May 29, 2024
- The Exchange proposes to amend Interpretation and Policy .03 to Rule 11.13 to provide an additional, optional risk setting to Members and Clearing Members.
- SR-CboeBYX-2024-016
- June 12, 2024
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 2.16.01.
- SR-CboeBYX-2024-015
- May 10, 2024
- The Exchange proposes to amend Rule 11.13 to describe the manner in which the Exchange processes executions in securities priced below $1.00 received from away Trading Centers priced in fractional pennies.
- SR-CboeBYX-2024-013
- April 24, 2024
- The Exchange proposes to introduce a new connectivity offering.
- SR-CboeBYX-2024-011
- April 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-010
- April 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-008
- March 19, 2024
- The Exchange proposes to amend Rule 2.8, related to the voluntary termination of rights as an Exchange Member.
- SR-CboeBYX-2024-007
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-005
- February 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.