Letter of Consent; BYX Rule 3.2 - Violations Prohibited; Rule 15c3-5 - Risk Management Controls for Brokers or Dealers with Market Access, promulgated under the Securities Exchange Act of 1934, as amended
Letter of Consent; BYX Rules 3.2 - Violations Prohibited, 5.1 - Written Procedures and 11.9 - Orders and Modifiers; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended