Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
AUGM FT Vest U.S. Equity Max Buffer ETF - August
BUFS FT Vest Laddered Small Cap Moderate Buffer ETF
SAUG FT Vest U.S. Small Cap Moderate Buffer ETF - August
USEP Innovator U.S. Equity Ultra Buffer ETF - September
ZSEP Innovator Equity Defined Protection ETF - 1 Yr September