Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
FEBU | AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF |
JANM | FT Vest U.S. Equity Max Buffer ETF - January |
NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
PBFB | PGIM US Large-Cap Buffer 20 ETF - February |
QCJA | FT Vest Nasdaq-100 Conservative Buffer ETF - January |
ROBN | T-Rex 2X Long HOOD Daily Target ETF |
UFEB | Innovator U.S. Equity Ultra Buffer ETF - February |
ZFEB | Innovator Equity Defined Protection ETF - 1 Yr February |