Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| APLX | Tradr 2X Long APLD Daily ETF |
| ARKK | ARK Innovation ETF |
| CRWU | T-REX 2X Long CRWV Daily Target ETF |
| DDFS | Innovator Equity Dual Directional 15 Buffer ETF - September |
| DOJE | REX-Osprey DOGE ETF |
| GMEU | T-REX 2X Long GME Daily Target ETF |
| JOBX | Tradr 2X Long JOBY Daily ETF |
| KSEP | Innovator U.S. Small Cap Power Buffer ETF - September |
| MSTU | T-Rex 2X Long MSTR Daily Target ETF |
| MTRA | Invesco International Growth Focus ETF |
| NVDX | T-Rex 2X Long NVIDIA Daily Target ETF |
| PBSE | PGIM S&P 500 Buffer 20 ETF - September |
| QUBX | Tradr 2X Long QUBT Daily ETF |
| SMU | Tradr 2X Long SMR Daily ETF |
| TEMT | Tradr 2X Long TEM Daily ETF |
| TSLT | T-Rex 2X Long Tesla Daily Target ETF |
| TSLZ | T-Rex 2X Inverse Tesla Daily Target ETF |
| UPSX | Tradr 2X Long UPST Daily ETF |
| USEP | Innovator U.S. Equity Ultra Buffer ETF - September |
| UVIX | 2x Long VIX Futures ETF |
| WPAY | Roundhill WeeklyPay Universe ETF |
| YSEP | FT Vest International Equity Moderate Buffer ETF - September |