Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
FEBU AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF
JANM FT Vest U.S. Equity Max Buffer ETF - January
NVDQ T-Rex 2X Inverse NVIDIA Daily Target ETF
PBFB PGIM US Large-Cap Buffer 20 ETF - February
QCJA FT Vest Nasdaq-100 Conservative Buffer ETF - January
ROBN T-Rex 2X Long HOOD Daily Target ETF
UFEB Innovator U.S. Equity Ultra Buffer ETF - February
ZFEB Innovator Equity Defined Protection ETF - 1 Yr February