Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
AUGM | FT Vest U.S. Equity Max Buffer ETF - August |
BUFS | FT Vest Laddered Small Cap Moderate Buffer ETF |
SAUG | FT Vest U.S. Small Cap Moderate Buffer ETF - August |
USEP | Innovator U.S. Equity Ultra Buffer ETF - September |
ZSEP | Innovator Equity Defined Protection ETF - 1 Yr September |