Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| CCUP | T-REX 2X Long CRCL Daily Target ETF |
| DDFS | Innovator Equity Dual Directional 15 Buffer ETF - September |
| GMEU | T-REX 2X Long GME Daily Target ETF |
| LABX | Tradr 2X Long ALAB Daily ETF |
| MTRA | Invesco International Growth Focus ETF |
| NVDX | T-Rex 2X Long NVIDIA Daily Target ETF |
| PBSE | PGIM S&P 500 Buffer 20 ETF - September |
| SEPP | PGIM S&P 500 Buffer 12 ETF - September |
| SMU | Tradr 2X Long SMR Daily ETF |
| SSK | REX-Osprey SOL + Staking ETF |
| UPSX | Tradr 2X Long UPST Daily ETF |